The Local Compliance Officer, France (LCO) is responsible for the performance of the Compliance function in France. The LCO provides advice to French business leaders on legal and regulatory risks and ensuring the implementation of systems and controls to mitigate those risks across all lines of business
Key elements of the role include:
• providing advice, assistance and support to the business on compliance related matters
• carrying out compliance monitoring/oversight activity and reporting
• assisting / co-ordinating/ leading compliance related projects
• raising the profile of the compliance function
Key Responsibilities:
Advice
Provide the business and local management with proactive and reactive advice, training and support on regulatory and compliance in accordance with regional timetables, procedures and methodologies
Monitoring
Carry out Compliance monitoring activity in accordance with agreed schedules and methodologies
Reporting and Planning
Regular reporting of activity and issues to the European and CE compliance team
Assist with the development of the Compliance Plan
Operations
Perform the compliance administration function in accordance with agreed protocols and timetables
Projects
Assist / co-ordinate/ lead (as required) compliance related projects locally
Regulatory and compliance
Proactively engage with local management to
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maintain a culture of compliance throughout Chubb’s French operations,
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ensure that the organisation is aware of and adheres to regulatory requirements and Chubb policies,
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ensure compliance and regulatory matters are raised and resolved.
Primary liaison with regulators with a view to building strong positive relationships with regulators and compliance orientated culture within the business
Risk Management
In line with Regional instructions, ensure procedures are in place to identify legal, compliance, physical and operational risks and, in conjunction with other functions and the business, determine systems and controls to mitigate these risks.